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version of Section A.
A.2 What does anarchism stand for?
These words by Percy Bysshe Shelley gives an idea of what anarchism stands
for in practice and what ideals drive it:
The man
Of virtuous soul commands not, nor obeys:
Power, like a desolating pestilence,
Pollutes whate'er it touches, and obedience,
Bane of all genius, virtue, freedom, truth,
Makes slaves of men, and, of the human frame,
A mechanised automaton.
As Shelley's lines suggest, anarchists place a high priority on liberty,
desiring it both for themselves and others. They also consider
individuality -- that which makes one a unique person -- to be a most
important aspect of humanity. They recognise, however, that individuality
does not exist in a vacuum but is a social phenomenon. Outside of
society, individuality is impossible, since one needs other people in
order to develop, expand, and grow.
Moreover, between individual and social development there is a reciprocal
effect: individuals grow within and are shaped by a particular society,
while at the same time they help shape and change aspects of that society
(as well as themselves and other individuals) by their actions and thoughts.
A society not based on free individuals, their hopes, dreams and ideas would
be hollow and dead. Thus, "the making of a human being. . . is a collective process, a process in which both community and the individual participate." [Murray Bookchin, The Modern Crisis, p. 79] Consequently, any political
theory which bases itself purely on the social or the individual is false.
In order for individuality to develop to the fullest possible extent,
anarchists consider it essential to create a society based on three
principles: liberty, equality and solidarity.
These principles are shared by all anarchists. Thus we find,
the communist-anarchist Peter Kropotkin talking about a
revolution inspired by "the beautiful words, Liberty, Equality and
Solidarity." [The Conquest of Bread, p. 128] Individualist-anarchist
Benjamin Tucker wrote of a similar vision, arguing that anarchism
"insists on Socialism . . . on true Socialism, Anarchistic Socialism:
the prevalance on earth of Liberty, Equality, and Solidarity."
[Instead of a Book, p. 363] All three principles are
interdependent.
Liberty is essential for the full flowering of human intelligence,
creativity, and dignity. To be dominated by another is to be denied the
chance to think and act for oneself, which is the only way to grow and
develop one's individuality. Domination also stifles innovation and
personal responsibility, leading to conformity and mediocrity. Thus the
society that maximises the growth of individuality will necessarily be
based on voluntary association, not coercion and authority. To quote
Proudhon, "All associated and all free." Or, as Luigi Galleani puts it,
anarchism is "the autonomy of the individual within the freedom of association" [The End of Anarchism?, p. 35] (See further
section A.2.2 -- Why do anarchists emphasise liberty?).
If liberty is essential for the fullest development of individuality, then
equality is essential for genuine liberty to exist. There can be no real
freedom in a class-stratified, hierarchical society riddled with gross
inequalities of power, wealth, and privilege. For in such a society only
a few -- those at the top of the hierarchy -- are relatively free, while
the rest are semi-slaves. Hence without equality, liberty becomes a
mockery -- at best the "freedom" to choose one's master (boss), as under
capitalism. Moreover, even the elite under such conditions are not really
free, because they must live in a stunted society made ugly and barren by
the tyranny and alienation of the majority. And since individuality
develops to the fullest only with the widest contact with other free
individuals, members of the elite are restricted in the possibilities for
their own development by the scarcity of free individuals with whom to
interact. (See also section A.2.5 -- Why are anarchists in favour of equality?)
Finally, solidarity means mutual aid: working voluntarily and
co-operatively with others who share the same goals and interests. But
without liberty and equality, society becomes a pyramid of competing
classes based on the domination of the lower by the higher strata. In
such a society, as we know from our own, it's "dominate or be dominated,"
"dog eat dog," and "everyone for themselves." Thus "rugged individualism"
is promoted at the expense of community feeling, with those on the bottom
resenting those above them and those on the top fearing those below them.
Under such conditions, there can be no society-wide solidarity, but only a
partial form of solidarity within classes whose interests are opposed,
which weakens society as a whole. (See also section A.2.6 -- Why is solidarity important to anarchists?)
It should be noted that solidarity does not imply self-sacrifice or
self-negation. As Errico Malatesta makes clear:
"we are all egoists, we all seek our own satisfaction. But the anarchist finds his greatest satisfaction in struggling for the good of all, for the achievement of a society in which he [sic] can be a brother among brothers, and among healthy, intelligent, educated, and happy people. But he who is adaptable, who is satisfied to live among slaves and draw profit from the labour of slaves, is not, and cannot be, an anarchist." [Errico Malatesta: His Life and Ideas, p. 23]
For anarchists, real wealth is other people and the planet on which we live. Or, in the words of Emma Goldman, it "consists in things of utility and
beauty, in things which help to create strong, beautiful bodies and
surroundings inspiring to live in . . . [Our] goal is the freest possible
expression of all the latent powers of the individual . . . Such free
display of human energy being possible only under complete individual
and social freedom," in other words "social equality." [Red Emma Speaks,
pp. 67-8]
Also, honouring individuality does not mean that anarchists are
idealists, thinking that people or ideas develop outside of society.
Individuality and ideas grow and develop within society, in response to
material and intellectual interactions and experiences, which people
actively analyse and interpret. Anarchism, therefore, is a materialist
theory, recognising that ideas develop and grow from social interaction
and individuals' mental activity (see Michael Bakunin's God and the
State for the classic discussion of materialism versus idealism).
This means that an anarchist society will be the creation of human beings,
not some deity or other transcendental principle, since "[n]othing ever arranges itself, least of all in human relations. It is men [sic] who do the arranging, and they do it according to their attitudes and understanding of things." [Alexander Berkman, What is Anarchism?, p. 185]
Therefore, anarchism bases itself upon the power of ideas and the ability
of people to act and transform their lives based on what they consider to
be right. In other words, liberty.
As we have seen, "an-archy" implies "without rulers" or
"without (hierarchical) authority."
Anarchists are not against "authorities" in the sense of experts who are
particularly knowledgeable, skilful, or wise, though they believe that
such authorities should have no power to force others to follow their
recommendations (see section B.1 for more
on this distinction). In a nutshell, then, anarchism is anti-authoritarianism.
Anarchists are anti-authoritarians because they believe that no human
being should dominate another. Anarchists, in L. Susan Brown's words,
"believe in the inherent dignity and worth of the human individual."
[The Politics of Individualism, p. 107] Domination is inherently
degrading and demeaning, since it submerges the will and judgement of the
dominated to
the will and judgement of the dominators, thus destroying the dignity and
self-respect that comes only from personal autonomy. Moreover, domination
makes possible and generally leads to exploitation, which is the root of
inequality, poverty, and social breakdown.
In other words, then, the essence of anarchism (to express it positively)
is free co-operation between equals to maximise their liberty and
individuality.
Co-operation between equals is the key to anti-authoritarianism. By
co-operation we can develop and protect our own intrinsic value as unique
individuals as well as enriching our lives and liberty for "[n]o individual
can recognise his own humanity, and consequently realise it in his lifetime,
if not by recognising it in others and co-operating in its realisation for
others . . . My freedom is the
freedom of all since I am not truly free in thought and in fact,
except when my freedom and my rights are confirmed and approved in
the freedom and rights of all men [and women] who are my equals."
[Michael Bakunin, quoted by Errico Malatesta, Anarchy, p. 30]
While being anti-authoritarians, anarchists recognise that human beings
have a social nature and that they mutually influence each other. We
cannot escape the "authority" of this mutual influence, because, as
Bakunin reminds us:
"The abolition of this mutual influence would be death. And when we advocate the freedom of the masses, we are by no means suggesting the abolition of any of the natural influences that individuals or groups of individuals exert on them. What we want is the abolition of influences which are artificial, privileged, legal, official." [quoted by Malatesta, Anarchy, p. 51]
In other words, those influences which stem from hierarchical authority.
This is because hierarchical systems like capitalism deny liberty and,
as a result, people's "mental, moral, intellectual and physical qualities
are dwarfed, stunted and crushed" (see section B.1 for more details).
Thus one of "the grand truths of Anarchism" is that "to be really free
is to allow each one to live their lives in their own way as long as
each allows all to do the same." This is why anarchists fight for a
better society, for a society which respects individuals and their
freedom. Under capitalism, "[e]verything is upon the market for sale:
all is merchandise and commerce" but there are "certain things that are
priceless. Among these are life, liberty and happiness, and these are
things which the society of the future, the free society, will guarantee
to all." Anarchists, as a result, seek to make people aware of their
dignity, individuality and liberty and to encourage the spirit of revolt,
resistance and solidarity in those subject to authority. This gets us
denounced by the powerful as being breakers of the peace, but
anarchists consider the struggle for freedom as infinitely better
than the peace of slavery. Anarchists, as a result of our ideals,
"believe in peace at any price -- except at the price of liberty.
But this precious gift the wealth-producers already seem to have lost.
Life . . . they have; but what is life worth when it lacks those
elements which make for enjoyment?" [Lucy Parsons, Liberty, Equality
& Solidarity, p. 103, p. 131, p. 103 and p. 134]
So, in a nutshell, Anarchists seek a society in which people interact
in ways which enhance the liberty of all rather than crush the liberty
(and so potential) of the many for the benefit of a few. Anarchists do
not want to give others power over themselves, the power to tell them
what to do under the threat of punishment if they do not obey. Perhaps
non-anarchists, rather than be puzzled why anarchists are anarchists,
would be better off asking what it says about themselves that they feel
this attitude needs any sort of explanation.
An anarchist can be regarded, in Bakunin's words, as a "fanatic lover
of freedom, considering it as the unique environment within which the
intelligence, dignity and happiness of mankind can develop and increase."
[Michael Bakunin: Selected Writings, p. 196] Because human beings are thinking
creatures, to deny them liberty is to deny them the opportunity to think
for themselves, which is to deny their very existence as humans. For
anarchists, freedom is a product of our humanity, because:
"The very fact. . . that a person has a consciousness of self, of being
different from others, creates a desire to act freely. The craving for
liberty and self-expression is a very fundamental and dominant trait."
[Emma Goldman, Red Emma Speaks, p. 439]
For this reason, anarchism "proposes to rescue the self-respect and
independence of the individual from all restraint and invasion by authority.
Only in freedom can man [sic!] grow to his full stature. Only in freedom
will he learn to think and move, and give the very best of himself. Only
in freedom will he realise the true force of the social bonds which tie
men together, and which are the true foundations of a normal social life."
[Op. Cit., pp. 72-3]
Thus, for anarchists, freedom is basically individuals pursuing their
own good in their own way. Doing so calls forth the activity and power
of individuals as they make decisions for and about themselves and their
lives. Only liberty can ensure individual development and diversity. This
is because when individuals govern themselves and make their own decisions
they have to exercise their minds and this can have no other effect
than expanding and stimulating the individuals involved. As Malatesta
put it, "[f]or people to become educated to freedom and the management
of their own interests, they must be left to act for themselves, to
feel responsibility for their own actions in the good or bad that comes
from them. They'd make mistakes, but they'd understand from the
consequences where they'd gone wrong and try out new ways." [Fra
Contadini, p. 26]
So, liberty is the precondition for the maximum development of
one's individual potential, which is also a social product and can be
achieved only in and through community. A healthy, free community will
produce free individuals, who in turn will shape the community and enrich
the social relationships between the people of whom it is composed.
Liberties, being socially produced, "do not exist because they have been
legally set down on a piece of paper, but only when they have become the
ingrown habit of a people, and when any attempt to impair them will meet
with the violent resistance of the populace . . . One compels respect from
others when one knows how to defend one's dignity as a human being.
This is not only true in private life; it has always been the same in
political life as well." In fact, we "owe all the political rights and
privileges which we enjoy today in greater or lesser measures, not to
the good will of their governments, but to their own strength." [Rudolf Rocker, Anarcho-syndicalism, p. 75]
It is for this reason anarchists support the tactic of "Direct Action"
(see section J.2) for, as Emma Goldman argued,
we have "as much liberty as [we are] willing to take. Anarchism
therefore stands for direct action, the open defiance of, and
resistance to, all laws and restrictions, economic, social, and
moral." It requires "integrity, self-reliance, and courage. In
short, it calls for free, independent spirits" and "only
persistent resistance" can "finally set [us] free. Direct action
against the authority in the shop, direct action against the
authority of the law, direct action against the invasive,
meddlesome authority of our moral code, is the logical,
consistent method of Anarchism." [Red Emma Speaks, pp. 76-7]
Direct action is, in other words, the application of liberty,
used to resist oppression in the here and now as well as the
means of creating a free society. It creates the necessary
individual mentality and social conditions in which liberty
flourishes. Both are essential as liberty develops only within
society, not in opposition to it. Thus Murray Bookchin writes:
"What freedom, independence, and autonomy people have in a given
historical period is the product of long social traditions and . . . a
collective development -- which is not to deny that individuals play
an important role in that development, indeed are ultimately obliged
to do so if they wish to be free." [Social Anarchism or Lifestyle
Anarchism, p. 15]
But freedom requires the right kind of social environment in which
to grow and develop. Such an environment must be decentralised
and based on the direct management of work by those who do it.
For centralisation means coercive authority (hierarchy), whereas
self-management is the essence of freedom. Self-management
ensures that the individuals involved use (and so develop) all
their abilities -- particularly their mental ones. Hierarchy, in
contrast, substitutes the activities and thoughts of a few for the
activities and thoughts of all the individuals involved. Thus,
rather than developing their abilities to the full, hierarchy
marginalises the many and ensures that their development
is blunted (see also section B.1).
It is for this reason that anarchists oppose both capitalism and statism.
As the French anarchist Sebastien Faure noted, authority "dresses
itself in two principal forms: the political form, that is the State;
and the economic form, that is private property." [cited by Peter
Marshall, Demanding the Impossible, p. 43] Capitalism, like
the state, is based on centralised authority (i.e. of the boss over
the worker), the very purpose of which is to keep the management
of work out of the hands of those who do it. This means "that the
serious, final, complete liberation of the workers is possible only
upon one condition: that of the appropriation of capital, that is,
of raw material and all the tools of labour, including land, by the
whole body of the workers." [Michael Bakunin, quoted by Rudolf
Rocker, Op. Cit., p. 50]
Hence, as Noam Chomsky argues, a "consistent anarchist must oppose
private ownership of the means of production and the wage slavery
which is a component of this system, as incompatible with the principle
that labour must be freely undertaken and under the control of the
producer." ["Notes on Anarchism", For Reasons of
State, p. 158]
Thus, liberty for anarchists means a non-authoritarian society in
which individuals and groups practice self-management, i.e. they
govern themselves. The implications of this are important. First, it
implies that an anarchist society will be non-coercive, that is, one
in which violence or the threat of violence will not be used to "convince"
individuals to do anything. Second, it implies that anarchists are firm
supporters of individual sovereignty, and that, because of this support,
they also oppose institutions based on coercive authority, i.e. hierarchy.
And finally, it implies that anarchists' opposition to "government" means
only that they oppose centralised, hierarchical, bureaucratic organisations
or government. They do not oppose self-government through confederations
of decentralised, grassroots organisations, so long as these are based on
direct democracy rather than the delegation of power to "representatives"
(see section A.2.9 for more on anarchist organisation). For authority is the opposite of liberty, and hence any form of organisation
based on the delegation of power is a threat to the liberty and dignity of
the people subjected to that power.
Anarchists consider freedom to be the only social environment within
which human dignity and diversity can flower. Under capitalism and
statism, however, there is no freedom for the majority, as private property
and hierarchy ensure that the inclination and judgement of most individuals
will be subordinated to the will of a master, severely restricting their
liberty and making impossible the "full development of all the material,
intellectual and moral capacities that are latent in every one of us."
[Michael Bakunin, Bakunin on Anarchism, p. 261] That is why anarchists seek to ensure "that real
justice and real liberty might come on earth" for it is "all false,
all unnecessary, this wild waste of human life, of bone and sinew
and brain and heart, this turning of people into human rags, ghosts,
piteous caricatures of the creatures they had it in them to be, on
the day they were born; that what is called 'economy', the massing
up of things, is in reality the most frightful spending -- the
sacrifice of the maker to the made -- the lose of all the finer
and nobler instincts in the gain of one revolting attribute,
the power to count and calculate." [Voltairine de Cleyre, The
First Mayday: The Haymarket Speeches 1895-1910, pp, 17-18]
(See
section B for further discussion
of the hierarchical and authoritarian nature of capitalism and statism).
Yes. Without association, a truly human life is impossible. Liberty
cannot exist without society and organisation. As George Barrett
pointed out:
"To get the full meaning out of life we must co-operate, and to
co-operate we must make agreements with our fellow-men. But to suppose
that such agreements mean a limitation of freedom is surely an absurdity;
on the contrary, they are the exercise of our freedom.
"If we are going to invent a dogma that to make agreements is to damage
freedom, then at once freedom becomes tyrannical, for it forbids men to
take the most ordinary everyday pleasures. For example, I cannot go for a
walk with my friend because it is against the principle of Liberty that I
should agree to be at a certain place at a certain time to meet him. I
cannot in the least extend my own power beyond myself, because to do so I
must co-operate with someone else, and co-operation implies an agreement,
and that is against Liberty. It will be seen at once that this argument is
absurd. I do not limit my liberty, but simply exercise it, when I agree
with my friend to go for a walk.
"If, on the other hand, I decide from my superior knowledge that
it is good for my friend to take exercise, and therefore I attempt
to compel him to go for a walk, then I begin to limit freedom.
This is the difference between free agreement and government."
[Objections to Anarchism, pp. 348-9]
As far as organisation goes, anarchists think that "far from
creating authority, [it] is the only cure for it and the only
means whereby each of
us will get used to taking an active and conscious part in collective
work, and cease being passive instruments in the hands of leaders."
[Errico Malatesta, Errico Malatesta: His Life and Ideas, p. 86] Thus
anarchists are well aware of the need to organise in a structured and
open manner. As Carole Ehrlich points out, while anarchists "aren't
opposed to structure" and simply "want to abolish hierarchical
structure" they are "almost always stereotyped as wanting no structure
at all." This is not the case, for "organisations that would build in
accountability, diffusion of power among the maximum number of persons,
task rotation, skill-sharing, and the spread of information and resources"
are based on "good social anarchist principles of organisation!"
["Socialism, Anarchism and Feminism", Quiet Rumours: An Anarcha-Feminist
Reader, p. 47 and p. 46]
The fact that anarchists are in favour of organisation may seem strange
at first, but it is understandable. "For those with experience only of
authoritarian organisation," argue two British anarchists, "it appears
that organisation can only be totalitarian or democratic, and that
those who disbelieve in government must by that token disbelieve in
organisation at all. That is not so." [Stuart Christie and Albert
Meltzer, The Floodgates of Anarchy, p. 122] In other words, because
we live in a society in which virtually all forms of organisation are
authoritarian, this makes them appear to be the only kind possible.
What is usually not recognised is that this mode of
organisation is historically conditioned, arising within a specific
kind of society -- one whose motive principles are domination and
exploitation. According to archaeologists and anthropologists, this kind
of society has only existed for about 5,000 years, having appeared with
the first primitive states based on conquest and slavery, in which the
labour of slaves created a surplus which supported a ruling class.
Prior to that time, for hundreds of thousands of years, human and proto-human
societies were what Murray Bookchin calls "organic," that is, based on
co-operative forms of economic activity involving mutual aid, free access
to productive resources, and a sharing of the products of communal labour
according to need. Although such societies probably had status rankings
based on age, there were no hierarchies in the sense of institutionalised
dominance-subordination relations enforced by coercive sanctions and
resulting in class-stratification involving the economic exploitation of
one class by another (see Murray Bookchin, The Ecology of Freedom).
It must be emphasised, however, that anarchists do not advocate
going "back to the Stone Age." We merely note that since the
hierarchical-authoritarian mode of organisation is a relatively recent
development in the course of human social evolution, there is no reason to
suppose that it is somehow "fated" to be permanent. We do not think that
human beings are genetically "programmed" for authoritarian, competitive,
and aggressive behaviour, as there is no credible evidence to support this
claim. On the contrary, such behaviour is socially conditioned, or
learned, and as such, can be unlearned (see Ashley Montagu,
The Nature of Human Aggression). We are not fatalists or genetic
determinists, but believe in free will, which means that people can change
the way they do things, including the way they organise society.
And there is no doubt that society needs to be better organised, because
presently most of its wealth -- which is produced by the majority -- and
power gets distributed to a small, elite minority at the top of the social
pyramid, causing deprivation and suffering for the rest, particularly for
those at the bottom. Yet because this elite controls the means of coercion
through its control of the state (see section
B.2.3), it is able to suppress
the majority and ignore its suffering -- a phenomenon that occurs on a
smaller scale within all hierarchies. Little wonder, then, that people
within authoritarian and centralised structures come to hate them as a
denial of their freedom. As Alexander Berkman puts it:
"Any one who tells you that Anarchists don't believe in organisation
is talking nonsense. Organisation is everything, and everything is
organisation. The whole of life is organisation, conscious or
unconscious . . . But there is organisation and organisation.
Capitalist society is so badly organised that its various members suffer:
just as when you have a pain in some part of you, your whole body aches
and you are ill. . . , not a single member of the organisation or union
may with impunity be discriminated against, suppressed or ignored. To do
so would be the same as to ignore an aching tooth: you would be sick all
over." [Op. Cit., p. 198]
Yet this is precisely what happens in capitalist society, with the
result that it is, indeed, "sick all over."
For these reasons, anarchists reject authoritarian forms of organisation and instead support associations based on free agreement. Free agreement
is important because, in Berkman's words, "[o]nly when each is a
free and independent unit, co-operating with others from his own choice because of
mutual interests, can the world work successfully and become powerful."
[Op. Cit., p. 199] As we discuss in
section A.2.14, anarchists stress
that free agreement has to be complemented by direct democracy (or, as it
is usually called by anarchists, self-management) within the association
itself otherwise "freedom" become little more than picking masters.
Anarchist organisation is based on a massive decentralisation of power
back into the hands of the people, i.e. those who are directly affected
by the decisions being made. To quote Proudhon:
"Unless democracy is a fraud and the sovereignty of the People a
joke, it must be admitted that each citizen in the sphere of his
[or her] industry, each municipal, district or provincial council
within its own territory . . . should act directly and by itself
in administering the interests which it includes, and should
exercise full sovereignty in relation to them." [The General
Idea of the Revolution,
p. 276]
It also implies a need for federalism to co-ordinate joint interests.
For anarchism, federalism is the natural complement to self-management.
With the abolition of the State, society "can, and must, organise
itself in a different fashion, but not from top to bottom . . . The
future social organisation must be made solely from the bottom upwards,
by the free association or federation of workers, firstly in their
unions, then in the communes, regions, nations and finally in a
great federation, international and universal. Then alone will be
realised the true and life-giving order of freedom and the common
good, that order which, far from denying, on the contrary affirms
and brings into harmony the interests of individuals and of society."
[Bakunin, Michael Bakunin: Selected Writings, pp. 205-6] Because a "truly popular
organisation begins . . . from below" and so "federalism becomes a
political institution of Socialism, the free and spontaneous
organisation of popular life." Thus libertarian socialism "is
federalistic in character." [Bakunin, The Political Philosophy
of Bakunin, pp. 273-4 and p. 272]
Therefore, anarchist organisation is based on direct democracy (or
self-management) and federalism (or confederation). These are the
expression and environment of liberty. Direct (or participatory)
democracy is essential because liberty and equality imply the need
for forums within which people can discuss and debate as equals and
which allow for the free exercise of what Murray Bookchin calls
"the creative role of dissent." Federalism is necessary to ensure
that common interests are discussed and joint activity organised in
a way which reflects the wishes of all those affected by them. To
ensure that decisions flow from the bottom up rather than being
imposed from the top down by a few rulers.
Anarchist ideas on libertarian organisation and the need for direct
democracy and confederation will be discussed further in sections A.2.9
and A.2.11.
No. Anarchists do not believe that everyone should be able to "do
whatever they like," because some actions invariably involve the denial of the liberty of others.
For example, anarchists do not support the "freedom" to rape, to exploit, or
to coerce others. Neither do we tolerate authority. On the contrary, since
authority is a threat to liberty, equality, and solidarity (not to mention
human dignity), anarchists recognise the need to resist and overthrow it.
The exercise of authority is not freedom. No one has a "right" to rule
others. As Malatesta points out, anarchism supports "freedom for
everybody . . . with the only limit of the equal freedom for others; which
does not mean . . . that we recognise, and wish to respect, the
'freedom' to exploit, to oppress, to command, which is oppression and
certainly not freedom." [Errico Malatesta: His Life and Ideas, p. 53]
In a capitalist society, resistance to all forms of hierarchical authority
is the mark of a free person -- be it private (the boss) or public (the
state). As Henry David Thoreau pointed out in his essay on "Civil
Disobedience" (1847)
"Disobedience is the true foundation of liberty. The obedient must be slaves."
As mentioned in above, anarchists are dedicated to
social equality because it is the only context in which individual liberty
can flourish. However, there has been much nonsense written about
"equality," and much
of what is commonly believed about it is very strange indeed. Before
discussing what anarchist do mean by equality, we have to indicate what
we do not mean by it.
Anarchists do not believe in "equality of endowment," which is not only
non-existent but would be very undesirable if it could be brought
about. Everyone is unique. Biologically determined human differences
not only exist but are "a cause for joy, not fear or regret." Why?
Because "life among clones would not be worth living, and a sane
person will only rejoice that others have abilities that they do not share." [Noam Chomsky, Marxism, Anarchism, and Alternative Futures, p. 782]
That some people seriously suggest that anarchists means by "equality" that
everyone should be identical is a sad reflection on the state of present-day
intellectual culture and the corruption of words -- a corruption used to divert
attention from an unjust and authoritarian system and side-track people
into discussions of biology. "The
uniqueness of the self in no way contradicts the principle of
equality," noted Erich Fromm, "The thesis that men are born equal
implies that they all share the same fundamental human qualities,
that they share the same basic fate of human beings, that they all
have the same inalienable claim on freedom and happiness. It
furthermore means that their relationship is one of solidarity,
not one of domination-submission. What the concept of equality
does not mean is that all men are alike." [The Fear of Freedom,
p. 228] Thus it would be fairer to say that anarchists seek equality
because we recognise that everyone is different and, consequently,
seek the full affirmation and development of that uniqueness.
Nor are anarchists in favour of so-called "equality of outcome." We have
no desire to live in a society were everyone gets the same goods, lives
in the same kind of house, wears the same uniform, etc. Part of the
reason for the anarchist revolt against capitalism and statism is that
they standardise so much of life (see George Reitzer's The McDonaldisation
of Society on why capitalism is driven towards standardisation and
conformity). In the words of Alexander Berkman:
"The spirit of authority, law, written and unwritten, tradition and
custom force us into a common grove and make a man [or woman]
a will-less automation without independence or individuality. . .
All of us are its victims, and only the exceptionally strong succeed
in breaking its chains, and that only partly." [What is
Anarchism?, p. 165]
Anarchists, therefore, have little to desire to make this "common
grove" even deeper. Rather, we desire to destroy it and every social
relationship and institution that creates it in the first place.
"Equality of outcome" can only be introduced and maintained by force, which
would not be equality anyway, as some would have more power than others!
"Equality of outcome" is particularly hated by anarchists, as we recognise
that every individual has different needs, abilities, desires and interests.
To make all consume the same would be tyranny. Obviously, if one person needs
medical treatment and another does not, they do not receive an "equal" amount
of medical care. The same is true of other human needs. As Alexander
Berkman put it:
"equality does not mean
an equal amount but equal opportunity. . . Do not make the mistake
of identifying equality in liberty with the forced equality of the convict
camp. True anarchist equality implies freedom, not quantity. It does not
mean that every one must eat, drink, or wear the same things, do the
same work, or live in the same manner. Far from it: the very reverse
in fact."
"Individual needs and tastes differ, as appetites differ. It is equal opportunity to satisfy them that constitutes true equality.
"Far from levelling, such equality opens the door for the greatest
possible variety of activity and development. For human character
is diverse . . . Free opportunity of expressing and acting out
your individuality means development of natural dissimilarities
and variations." [Op. Cit., pp. 164-5]
For anarchists, the "concepts" of "equality" as "equality of outcome" or
"equality of endowment" are meaningless. However, in a hierarchical
society, "equality of opportunity" and "equality of outcome" are
related. Under capitalism, for example, the opportunities each
generation face are dependent on the outcomes of the previous ones.
This means that under capitalism "equality of opportunity" without
a rough "equality of outcome" (in the sense of income and resources)
becomes meaningless, as there is no real equality of opportunity for
the off-spring of a millionaire and that of a road sweeper. Those
who argue for "equality of opportunity" while ignoring the barriers
created by previous outcomes indicate that they do not know what
they are talking about -- opportunity in a hierarchical society
depends not only on an open road but also upon an equal start.
>From this obvious fact springs the misconception that anarchists
desire "equality of outcome" -- but this applies to a hierarchical
system, in a free society this would not the case (as we will see).
Equality, in anarchist theory, does not mean denying individual
diversity or uniqueness. As Bakunin observes:
"once equality has triumphed and is well established, will various
individuals' abilities and their levels of energy cease to differ? Some
will exist, perhaps not so many as now, but certainly some will
always exist. It is proverbial that the same tree never bears two
identical leaves, and this will probably be always be true. And
it is even more truer with regard to human beings, who are much
more complex than leaves. But this diversity is hardly an evil. On
the contrary. . . it is a resource of the human race. Thanks to this
diversity, humanity is a collective whole in which the one individual
complements all the others and needs them. As a result, this infinite
diversity of human individuals is the fundamental cause and the
very basis of their solidarity. It is all-powerful argument for
equality." ["All-Round Education", The Basic
Bakunin, pp. 117-8]
Equality for anarchists means social equality, or, to use Murray
Bookchin's term, the "equality of unequals" (some like Malatesta
used the term "equality of conditions" to express the same idea). By
this he means that an anarchist society recognises the differences in
ability and need of individuals but does not allow these differences to
be turned into power. Individual differences, in other words, "would
be of no consequence, because inequality in fact is lost in the
collectivity when it cannot cling to some legal fiction or institution."
[Michael Bakunin, God and the State, p. 53]
If hierarchical social relationships, and the forces that create them,
are abolished in favour of ones that encourage participation and
are based on the principle of "one person, one vote" then natural
differences would not be able to be turned into hierarchical power.
For example, without capitalist property rights there would not be
means by which a minority could monopolise the means of life
(machinery and land) and enrich themselves by the work of
others via the wages system and usury (profits, rent and interest).
Similarly, if workers manage their own work, there is no class of
capitalists to grow rich off their labour. Thus Proudhon:
"Now, what can be the origin of this inequality?
"As we see it, . . . that origin is the realisation within society of
this triple abstraction: capital, labour and talent.
"It is because society has divided itself into three categories of
citizen corresponding to the three terms of the formula. . . that
caste distinctions have always been arrived at, and one half of
the human race enslaved to the other. . . socialism thus consists
of reducing the aristocratic formula of capital-labour-talent into
the simpler formula of labour!. . . in order to make every
citizen simultaneously, equally and to the same extent capitalist,
labourer and expert or artist." [No Gods, No Masters,
vol. 1, pp. 57-8]
Like all anarchists, Proudhon saw this integration of functions
as the key to equality and freedom and proposed self-management
as the means to achieve it. Thus self-management is the key to
social equality. Social equality in the workplace, for example,
means that everyone has an equal say in the policy decisions on
how the workplace develops and changes. Anarchists are strong
believers in the maxim "that which touches all, is decided by all."
This does not mean, of course, that expertise will be ignored or that
everyone will decide everything. As far as expertise goes, different
people have different interests, talents, and abilities, so obviously they
will want to study different things and do different kinds of work. It is
also obvious that when people are ill they consult a doctor -- an expert
-- who manages his or her own work rather than being directed by a
committee. We are sorry to have to bring these points up, but once the
topics of social equality and workers' self-management come up, some
people start to talk nonsense. It is common sense that a hospital managed
in a socially equal way will not involve non-medical staff voting on
how doctors should perform an operation!
In fact, social equality and individual liberty are inseparable. Without
the collective self-management of decisions that affect a group (equality)
to complement the individual self-management of decisions that affect the
individual (liberty), a free society is impossible. For without both,
some will have power over others, making decisions for them (i.e.
governing them), and thus some will be more free than others. Which
implies, just to state the obvious, anarchists seek equality in all
aspects of life, not just in terms of wealth. Anarchists "demand for every person not just his [or her] entire measure
of the wealth of society but also his [or her] portion of social power."
[Malatesta and Hamon, No Gods, No Masters, vol. 2, p. 20] Thus self-management is needed to ensure both liberty and equality.
Social equality is required for individuals to both govern and express
themselves, for the self-management it implies means "people working
in face-to-face relations with their fellows in order to bring the
uniqueness of their own perspective to the business of solving
common problems and achieving common goals." [George Benello,
From the Ground Up, p. 160] Thus equality allows the expression
of individuality and so is a necessary base for individual liberty.
Section F.3 ("Why do 'anarcho'-capitalists
place little or no value on equality?") discusses anarchist ideas on equality
further. Noam Chomsky's essay "Equality" (contained in The Chomsky
Reader) is a good summary of libertarian ideas on the subject.
Solidarity, or mutual aid, is a key idea of anarchism. It is the link
between the individual and society, the means by which individuals can
work together to meet their common interests in an environment that
supports and nurtures both liberty and equality. For anarchists, mutual
aid is a fundamental feature of human life, a source of both strength and
happiness and a fundamental requirement for a fully human existence.
Erich Fromm, noted psychologist and socialist humanist, points out that the
"human desire to experience union with others is rooted in the specific conditions of existence that characterise the human species and is one of the strongest motivations of human behaviour." [To Be or To Have, p.107]
Therefore anarchists consider the desire to form "unions" (to use
Max Stirner's term) with other people to be a natural need. These unions,
or associations, must be based on equality and individuality in order to
be fully satisfying to those who join them -- i.e. they must be organised
in an anarchist manner, i.e. voluntary, decentralised, and
non-hierarchical.
Solidarity -- co-operation between individuals -- is necessary for
life and is far from a denial of liberty. Solidarity, observed
Errico Malatesta, "is the only environment in which Man can express
his personality and achieve his optimum development and enjoy the
greatest possible wellbeing." This "coming together of individuals
for the wellbeing of all, and of all for the wellbeing of each,"
results in "the freedom of each not being limited by, but
complemented -- indeed finding the necessary raison d'etre in
-- the freedom of others." [Anarchy, p. 29] In other words,
solidarity and co-operation means treating each other as equals,
refusing to treat others as means to an end and creating relationships
which support freedom for all rather than a few dominating the many.
Emma Goldman reiterated this theme, noting "what wonderful results
this unique force of man's individuality has achieved when strengthened
by co-operation with other individualities . . . co-operation -- as
opposed to internecine strife and struggle -- has worked for the
survival and evolution of the species. . . . only mutual aid and
voluntary co-operation . . . can create the basis for a free
individual and associational life." [Red Emma Speaks, p. 118]
Solidarity means associating together as equals in order to satisfy our
common interests and needs. Forms of association not based on solidarity
(i.e. those based on inequality) will crush the individuality of those
subjected to them. As Ret Marut points out, liberty needs solidarity, the
recognition of common interests:
"The most noble, pure and true love of mankind is the love
of oneself. I want to be free! I hope to be
happy! I want to appreciate all the beauties of the
world. But my freedom is secured only when all
other people around me are free. I can only be happy when all other people
around me are happy. I can only be joyful when all the people I see and
meet look at the world with joy-filled eyes. And only then
can I eat my fill with pure enjoyment when I have the secure knowledge that other
people, too, can eat their fill as I do. And for that reason it is a
question of my own contentment, only of my own
self, when I rebel against every danger which threatens
my freedom and my happiness. . ." [Ret Marut (a.k.a. B. Traven),
The BrickBurner magazine quoted by
Karl S. Guthke, B. Traven: The life behind the legends, pp. 133-4]
To practice solidarity means that we recognise, as in the slogan of
Industrial Workers of the World, that "an injury to one
is an injury to all." Solidarity, therefore, is the means to protect individuality and
liberty and so is an expression of self-interest. As Alfie Kohn points out:
"when we think about co-operation. . . we tend to associate the concept
with fuzzy-minded idealism. . . This may result from confusing co-operation
with altruism. . . Structural co-operation defies the usual egoism/altruism
dichotomy. It sets things up so that by helping you I am helping myself at
the same time. Even if my motive initially may have been selfish, our fates
now are linked. We sink or swim together. Co-operation is a shrewd and highly
successful strategy - a pragmatic choice that gets things done at work and
at school even more effectively than competition does. . . There is also
good evidence that co-operation is more conductive to psychological health
and to liking one another." [No Contest: The Case Against
Competition, p. 7]
And, within a hierarchical society, solidarity is important not only
because of the satisfaction it gives us, but also because it is necessary
to resist those in power. Malatesta's words are relevant here:
"the oppressed masses who have never completely resigned themselves
to oppress and poverty, and who . . . show themselves thirsting for
justice, freedom and wellbeing, are beginning to understand that they
will not be able to achieve their emancipation except by union and
solidarity with all the oppressed, with the exploited everywhere in
the world." [Anarchy, p. 33]
By standing together, we can increase our
strength and get what we want. Eventually, by organising into groups, we
can start to manage our own collective affairs together and so replace the
boss once and for all. "Unions will. . . multiply the individual's means and secure his assailed property." [Max Stirner, The Ego and Its Own, p. 258] By acting in solidarity, we can also replace the current
system with one more to our liking: "in union there is strength." [Alexander
Berkman, What is Anarchism?, p. 74]
Solidarity is thus the means by which we can obtain and ensure our own
freedom. We agree to work together so that we will not have to work for
another. By agreeing to share with each other we increase our options so
that we may enjoy more, not less. Mutual aid is in my self-interest --
that is, I see that it is to my advantage to reach agreements with others
based on mutual respect and social equality; for if I dominate someone,
this means that the conditions exist which allow domination, and so in
all probability I too will be dominated in turn.
As Max Stirner saw, solidarity is the means by which we ensure that our
liberty is strengthened and defended from those in power who want to rule
us: "Do you yourself count for nothing then?", he asks. "Are you bound to let anyone do anything he wants to you? Defend yourself and no one will touch you. If millions of people are behind you, supporting you, then you are a formidable force and you will win without difficulty." [quoted in Luigi Galleani's
The End of Anarchism?, p. 79 - different translation in The Ego
and Its Own, p. 197]
Solidarity, therefore, is important to anarchists because it is the means
by which liberty can be created and defended against power. Solidarity is
strength and a product of our nature as social beings. However, solidarity
should not be confused with "herdism," which implies passively following a
leader. In order to be effective, solidarity must be created by free people,
co-operating together as equals. The "big WE" is not solidarity, although
the desire for "herdism" is a product of our need for solidarity and union.
It is a "solidarity" corrupted by hierarchical society, in which people are
conditioned to blindly obey leaders.
Liberty, by its very nature, cannot be given. An individual cannot be
freed by another, but must break his or her own chains through
their own effort. Of course, self-effort can also be part of collective
action, and in many cases it has to be in order to attain its ends. As
Emma Goldman points out:
"History tells us that every oppressed class [or group or individual]
gained true liberation from its masters by its own efforts."
[Red Emma Speaks, p. 167]
This is because anarchists recognise that hierarchical systems,
like any social relationship, shapes those subject to them. As
Bookchin argued, "class societies organise our psychic structures
for command or obedience." This means that people internalise
the values of hierarchical and class society and, as such, "the
State is not merely a constellation of bureaucratic and
coercive instituions. It is also a state of mind, an instilled
mentality for ordering reality . . . Its capacity to rule by
brute force has always been limited . . . Without a high degree
of co-operation from even the most victimised classes of society
such as chattel slaves and serfs, its authority would eventually
dissipate. Awe and apathy in the face of State power are products
of social conditioning that renders this very power possible."
[The Ecology of Freedom, p. 159 and pp. 164-5] Self-liberation
is the means by which we break down both internal and external
chains, freeing ourselves mentally as well as physically.
Anarchists have long argued that people can only free themselves
by their own actions. The various methods anarchists suggest to aid this
process will be discussed in section J ("What Do
Anarchists Do?") and will
not be discussed here. However, these methods all involve people
organising themselves, setting their own agendas, and acting in ways that
empower them and eliminate their dependence on leaders to do things for
them. Anarchism is based on people "acting for themselves" (performing what anarchists call "direct action" -- see
section J.2 for details).
Direct action has an empowering and liberating effect on those involved in
it. Self-activity is the means by which the creativity, initiative,
imagination and critical thought of those subjected to authority can be
developed. It is the means by which society can be changed. As Errico
Malatesta pointed out:
"Between man and his social environment there is a reciprocal action.
Men make society what it is and society makes men what they are, and
the result is therefore a kind of vicious circle. To transform society
men [and women] must be changed, and to transform men, society must be
changed . . . Fortunately existing society has not been created by
the inspired will of a dominating class, which has succeeded in
reducing all its subjects to passive and unconscious instruments of
its interests. It is the result of a thousand internecine struggles,
of a thousand human and natural factors . . .
"From this the possibility of progress . . . We must take advantage
of all the means, all the possibilities and the opportunities that
the present environment allows us to act on our fellow men [and
women] and to develop their consciences and their demands . . .
to claim and to impose those major social transformations which
are possible and which effectively serve to open the way to
further advances later . . . We must seek to get all the people
. . . to make demands, and impose itself and take for itself all
the improvements and freedoms it desires as and when it reaches
the state of wanting them, and the power to demand them . . .
we must push the people to want always more and to increase its
pressures [on the ruling elite], until it has achieved complete
emancipation." [Errico Malatesta: His Life and Ideas,
pp. 188-9]
Society, while shaping all individuals, is also created by them, through
their actions, thoughts, and ideals. Challenging institutions that
limit one's freedom is mentally liberating, as it sets in motion the
process of questioning authoritarian relationships in general. This
process gives us insight into how society works, changing our ideas and
creating new ideals. To quote Emma Goldman again: "True emancipation begins. . . in woman's soul." And in a man's too, we might add. It is
only here that we can "begin [our] inner regeneration, [cutting] loose from the weight of prejudices, traditions and customs." [Op. Cit., p.
167] But this process must be self-directed, for as Max Stirner notes,
"the man who is set free is nothing but a freed man. . . a dog dragging a piece of chain with him." [The Ego and Its Own, p. 168] By changing
the world, even in a small way, we change ourselves.
In an interview during the Spanish Revolution, the Spanish anarchist
militant Durutti said, "we have a new world in our hearts." Only
self-activity and self-liberation allows us to create such a vision
and gives us the confidence to try to actualise it in the real
world.
Anarchists, however, do not think that self-liberation must wait
for the future, after the "glorious revolution." The personal is political,
and given the nature of society, how we act in the here and now will
influence the future of our society and our lives. Therefore, even in
pre-anarchist society anarchists try to create, as Bakunin puts it,
"not only the ideas but also the facts of the future itself."
We can do so by creating alternative social
relationships and organisations, acting as free people in a
non-free society. Only by our actions in the here and now can
we lay the foundation for a free society. Moreover, this process
of self-liberation goes on all the time:
"Subordinates of all kinds exercise their capacity for critical
self-reflection every day -- that is why masters are thwarted,
frustrated and, sometimes, overthrown. But unless masters are
overthrown, unless subordinates engage in political activity,
no amount of critical reflection will end their subjection and
bring them freedom." [Carole Pateman, The Sexual Contract,
p. 205]
Anarchists aim to encourage these tendencies in everyday life
to reject, resist and thwart authority and bring them to their
logical conclusion -- a society of free individuals, co-operating
as equals in free, self-managed associations. Without this process
of critical self-reflection, resistance and self-liberation a
free society is impossible. Thus, for anarchists, anarchism comes
from the natural resistance of subordinated people striving to
act as free individuals within a hierarchical world. This process
of resistance is called by many anarchists the "class
struggle" (as
it is working class people who are generally the most subordinated
group within society) or, more generally, "social struggle."
It is
this everyday resistance to authority (in all its forms) and the
desire for freedom which is the key to the anarchist revolution.
It is for this reason that "anarchists emphasise over and over
that the class struggle provides the only means for the workers
[and other oppressed groups] to achieve control over their
destiny." [Marie-Louise Berneri, Neither East Nor West,
p. 32]
Revolution is a process, not an event, and every
"spontaneous revolutionary action" usually results
from and is based upon the patient work of many years of
organisation and education by people with "utopian" ideas. The
process of "creating the new world in the shell of the old" (to use
another I.W.W. expression), by building alternative
institutions and relationships, is but one component of what
must be a long tradition of revolutionary commitment and
militancy.
As Malatesta made clear, "to encourage popular
organisations of all kinds is the logical consequence
of our basic ideas, and should therefore be an integral
part of our programme. . . anarchists do not want to emancipate
the people; we want the people to emancipate themselves. . . ,
we want the new way of life to emerge from the body of the
people and correspond to the state of their development
and advance as they advance." [Op. Cit., p. 90]
Unless a process of self-emancipation occurs, a free society is
impossible. Only when individuals free themselves, both materially
(by abolishing the state and capitalism) and intellectually (by
freeing themselves of submissive attitudes towards authority),
can a free society be possible. We should not forget that capitalist
and state power, to a great extent, is power over the minds of those
subject to them (backed up, of course, with sizeable force if the
mental domination fails and people start rebelling and resisting). In
effect, a spiritual power as the ideas of the ruling class dominate
society and permeate the minds of the oppressed. As long as this
holds, the working class will acquiesce to authority, oppression
and exploitation as the normal condition of life. Minds submissive
to the doctrines and positions of their masters cannot hope to win
freedom, to revolt and fight. Thus the oppressed must overcome the
mental domination of the existing system before they can throw
off its yoke (and, anarchists argue, direct action is the means
of doing both -- see sections J.2
and J.4). Capitalism and statism
must be beaten spiritually and theoretically before it is beaten
materially (many anarchists call this mental liberation "class
consciousness" -- see section B.7.4). And self-liberation through
struggle against oppression is the only way this can be done. Thus
anarchists encourage (to use Kropotkin's term) "the spirit of
revolt."
Self-liberation is a product of struggle, of self-organisation,
solidarity and direct action. Direct action is the means of creating
anarchists, free people, and so "Anarchists have always advised
taking an active part in those workers' organisations which carry
on the direct struggle of Labour against Capital and its protector,
-- the State." This is because "[s]uch a struggle . . . better than
any indirect means, permits the worker to obtain some temporary
improvements in the present conditions of work, while it opens his
[or her] eyes to the evil that is done by Capitalism and the State
that supports it, and wakes up his [or her] thoughts concerning the
possibility of organising consumption, production and exchange without
the intervention of the capitalist and the state," that is, see the
possibility of a free society. Kropotkin, like many anarchists,
pointed to the Syndicalist and Trade Union movements as a means of
developing libertarian ideas within existing society (although he,
like most anarchists, did not limit anarchist activity exclusively
to them). Indeed, any movement which "permit[s] the working men
[and women] to realise their solidarity and to feel the community
of their interests . . . prepare[s] the way for these conceptions"
of communist-anarchism, i.e. the overcoming the spiritual domination of
existing society within the minds of the oppressed. [Evolution and
Environment, p. 83 and p. 85]
For anarchists, in the words of a Scottish Anarchist militant, the
"history of human progress [is] seen as the history of rebellion and
disobedience, with the individual debased by subservience to authority
in its many forms and able to retain his/her dignity only through
rebellion and disobedience." [Robert Lynn, Not a Life Story, Just a
Leaf from It, p. 77] This is why anarchists stress self-liberation
(and self-organisation, self-management and self-activity). Little
wonder Bakunin considered "rebellion" as one of the
"three fundamental principles [which] constitute the essential
conditions of all human development, collective or individual, in
history." [God
and the State, p. 12] This is simply because individuals and
groups cannot be freed by others, only by themselves. Such
rebellion (self-liberation) is the only means by which existing
society becomes more libertarian and an anarchist society a possibility.
No. We have seen that anarchists abhor authoritarianism. But if
one is an anti-authoritarian, one must oppose all hierarchical institutions,
since they embody the principle of authority. For, as Emma Goldman
argued, "it is not only government in the sense of the state which
is destructive of every individual value and quality. It is the
whole complex authority and institutional domination which
strangles life. It is the superstition, myth, pretence, evasions,
and subservience which support authority and institutional
domination." [Red Emma Speaks, p. 435] This means that
"there is and will always
be a need to discover and overcome structures of hierarchy, authority
and domination and constraints on freedom: slavery, wage-slavery
[i.e. capitalism], racism, sexism, authoritarian schools, etc."
[Noam Chomsky, Language and Politics, p. 364]
Thus the consistent anarchist must oppose hierarchical relationships
as well as the state. Whether economic, social or political, to be
an anarchist means to oppose hierarchy. The argument for this (if
anybody needs one) is as follows:
"All authoritarian institutions are organised as pyramids: the state,
the private or public corporation, the army, the police, the church,
the university, the hospital: they are all pyramidal structures with a
small group of decision-makers at the top and a broad base of people
whose decisions are made for them at the bottom. Anarchism does not
demand the changing of labels on the layers, it doesn't want different
people on top, it wants us to clamber out from underneath." [Colin
Ward, Anarchy in Action, p. 22]
Hierarchies "share a common feature: they are organised systems of
command and obedience" and so anarchists seek "to eliminate hierarchy
per se, not simply replace one form of hierarchy with another."
[Bookchin, The Ecology of Freedom, p. 27] A hierarchy is a pyramidally-structured organisation composed of a series
of grades, ranks, or offices of increasing power, prestige, and (usually)
remuneration. Scholars who have investigated the hierarchical form have
found that the two primary principles it embodies are domination and
exploitation. For example, in his classic article "What Do Bosses Do?"
(Review of Radical Political Economy, Vol. 6, No. 2), a study of the
modern factory,
Steven Marglin found that the main function of the corporate hierarchy
is not greater productive efficiency (as capitalists claim), but greater
control over workers, the purpose of such control being more effective
exploitation.
Control in a hierarchy is maintained by coercion, that is, by the threat
of negative sanctions of one kind or another: physical, economic,
psychological, social, etc. Such control, including the repression of
dissent and rebellion, therefore necessitates centralisation: a set
of power relations in which the greatest control is exercised by the
few at the top (particularly the head of the organisation), while those
in the middle ranks have much less control and the many at the bottom
have virtually none.
Since domination, coercion, and centralisation are essential
features of authoritarianism, and as those features are embodied in
hierarchies, all hierarchical institutions are authoritarian. Moreover,
for anarchists, any organisation marked by hierarchy, centralism and
authoritarianism is state-like, or "statist." And as anarchists oppose
both the state and authoritarian relations, anyone who does not seek to
dismantle all forms of hierarchy cannot be called an anarchist.
This applies to capitalist firms. As Noam Chomsky points out, the structure
of the capitalist firm is extremely hierarchical, indeed fascist, in
nature:
"a fascist system. . . [is] absolutist - power goes from top down . . .
the ideal state is top down control with the public essentially
following orders.
"Let's take a look at a corporation. . . [I]f you look at what they
are, power goes strictly top down, from the board of directors to
managers to lower managers to ultimately the people on the shop
floor, typing messages, and so on. There's no flow of power or
planning from the bottom up. People can disrupt and make
suggestions, but the same is true of a slave society. The structure
of power is linear, from the top down." [Keeping the Rabble in
Line, p. 237]
David Deleon indicates these similarities between the company
and the state well when he writes:
"Most factories are like military dictatorships. Those at the
bottom are privates, the supervisors are sergeants, and on up
through the hierarchy. The organisation can dictate everything
from our clothing and hair style to how we spend a large portion
of our lives, during work. It can compel overtime; it can require
us to see a company doctor if we have a medical complaint; it
can forbid us free time to engage in political activity; it
can suppress freedom of speech, press and assembly -- it can use
ID cards and armed security police, along with closed-circuit
TVs to watch us; it can punish dissenters with 'disciplinary
layoffs' (as GM calls them), or it can fire us. We are forced,
by circumstances, to accept much of this, or join the millions
of unemployed. . . In almost every job, we have only the 'right'
to quit. Major decisions are made at the top and we are expected
to obey, whether we work in an ivory tower or a mine shaft."
["For Democracy Where We Work: A rationale for social
self-management", Reinventing Anarchy, Again,
Howard J. Ehrlich (ed.), pp. 193-4]
Thus the consistent anarchist must oppose hierarchy in all its
forms, including the capitalist firm. Not to do so is to support
archy -- which an anarchist, by definition,
cannot do. In other words, for anarchists, "[p]romises to obey,
contracts of (wage)
slavery, agreements requiring the acceptance of a subordinate
status, are all illegitimate because they do restrict and
restrain individual autonomy." [Robert Graham, "The Anarchist
Contract, Reinventing Anarchy, Again, Howard J. Ehrlich
(ed.), p. 77] Hierarchy, therefore, is against the basic principles which
drive anarchism. It denies what makes us human and "divest[s] the
personality of its most integral traits; it denies the very notion
that the individual is competent to deal not only with the
management of his or her personal life but with its most
important context: the social context." [Murray Bookchin,
Op. Cit., p. 202]
Some argue that as long as an association is voluntary, whether it has a
hierarchical structure is irrelevant. Anarchists disagree. This is for
two reasons. Firstly, under
capitalism workers are
driven by economic necessity to sell their labour (and so liberty)
to those who own the means of life. This process re-enforces the
economic conditions workers face by creating "massive disparities
in wealth . . . [as] workers. . . sell their labour to the
capitalist at a price which does not reflect its real value."
Therefore:
"To portray the parties to an employment contract,
for example, as free and equal to each other is to ignore the serious
inequality of bargaining power which exists between the worker
and the employer. To then go on to portray the relationship
of subordination and exploitation which naturally results as
the epitome of freedom is to make a mockery of both individual
liberty and social justice." [Robert Graham, Op. Cit., p. 70]
It is for this reason that anarchists support collective action
and organisation: it increases the bargaining power of working
people and allows them to assert their autonomy (see
section J).
Secondly, if we take the key element as being whether an association
is voluntary or not we would have to argue that the current state
system must be considered as "anarchy." In a modern democracy no
one forces an individual to live in a specific state. We are free
to leave and go somewhere else. By ignoring the hierarchical nature
of an association, you can end up supporting organisations based
upon the denial of freedom (including capitalist companies, the armed
forces, states even) all because they are "voluntary." As Bob Black
argues, "[t]o demonise state authoritarianism while ignoring
identical albeit contract-consecrated subservient arrangements
in the large-scale corporations which control the world economy
is fetishism at its worst." [The Libertarian as Conservative,
The Abolition of Work and other essays, p. 142]
Anarchy is more than being free to pick a master.
Therefore opposition to hierarchy is a key anarchist position, otherwise
you just become a "voluntary archist" - which is hardly anarchistic.
For more on this see section A.2.14 (
Why is voluntarism not enough?).
Anarchists argue that organisations do not need to be hierarchical, they
can be based upon co-operation between equals who manage their own affairs
directly. In this way we can do without hierarchical structures
(i.e. the delegation of power in the hands of a few). Only when an
association is self-managed by its members can it be considered truly
anarchistic.
We are sorry to belabour this point, but some capitalist apologists,
apparently wanting to appropriate the "anarchist" name because of its
association with freedom, have recently claimed that one can be both a
capitalist and an anarchist at the same time (as in so-called "anarcho"
capitalism). It should now be clear that since capitalism is based on
hierarchy (not to mention statism and exploitation), "anarcho"-capitalism
is a contradiction in terms. (For more on this, see
Section F)
Anarchists desire a decentralised society, based on free association. We
consider this form of society the best one for maximising the values we
have outlined above -- liberty, equality and solidarity. Only by a
rational decentralisation of power, both structurally and territorially,
can individual liberty be fostered and encouraged. The delegation of power
into the hands of a minority is an obvious denial of individual liberty
and dignity. Rather than taking the management of their own affairs away
from people and putting it in the hands of others, anarchists favour
organisations which minimise authority, keeping power at the base, in
the hands of those who are affected by any decisions reached.
Free association is the cornerstone of an anarchist society. Individuals
must be free to join together as they see fit, for this is the basis of
freedom and human dignity. However, any such free agreement must be based
on decentralisation of power; otherwise it will be a sham (as in capitalism),
as only equality provides the necessary social context for freedom to grow
and development. Therefore anarchists support directly democratic
collectives, based on "one person one vote" (for the rationale of direct
democracy as the political counterpart of free agreement, see section
A.2.11 -- Why do most anarchists support direct
democracy?).
We should point out here that an anarchist society does not imply some
sort of idyllic state of harmony within which everyone agrees. Far from
it! As Luigi Galleani points out, "[d]isagreements and friction will
always exist. In fact they are an essential condition of unlimited progress.
But once the bloody area of sheer animal competition - the struggle for
food - has been eliminated, problems of disagreement could be solved
without the slightest threat to the social order and individual liberty."
[The End of Anarchism?, p. 28] Anarchism aims to "rouse the spirit of
initiative in individuals and in groups." These will "create in their
mutual relations a movement and a life based on the principles of free
understanding" and recognise that "variety, conflict even, is life
and that uniformity is death." [Peter Kropotkin, Anarchism, p. 143]
Therefore, an anarchist society will be based upon co-operative conflict
as "[c]onflict, per se, is not harmful. . . disagreements exist [and should
not be hidden] . . . What makes disagreement destructive is not the fact of
conflict itself but the addition of competition." Indeed, "a rigid
demand for agreement means that people will effectively be prevented from
contributing their wisdom to a group effort." [Alfie Kohn, No
Contest: The Case Against Competition, p. 156] It is
for this reason that most anarchists reject consensus decision making in
large groups (see section A.2.12).
So, in an anarchist society associations would be run by mass assemblies of
all involved, based upon extensive discussion, debate and co-operative
conflict between equals, with purely administrative tasks being handled by
elected committees. These committees would be made up of mandated, recallable
and temporary delegates who carry out their tasks under the watchful eyes of
the assembly which elected them. Thus in an anarchist society,
"we'll look after our affairs ourselves and decide what to
do about them. And when, to put our ideas into action, there
is a need to put someone in charge of a project, we'll tell
them to do [it] in such and such a way and no other . . .
nothing would be done without our decision. So our delegates,
instead of people being individuals whom we've given the right
to order us about, would be people . . . [with] no authority,
only the duty to carry out what everyone involved wanted."
[Errico Malatesta, Fra Contadini, p. 34] If the delegates act against their mandate
or try to extend their influence or work beyond that already decided by the
assembly (i.e. if they start to make policy decisions), they can be instantly
recalled and their decisions abolished. In this way, the organisation remains
in the hands of the union of individuals who created it.
This self-management by the members of a group at the base and the power
of recall are essential tenets of any anarchist organisation.
The key difference between a statist or hierarchical system and an
anarchist community is who wields power. In a parliamentary system, for
example, people give power to a group of representatives to make decisions for
them for a fixed period of time. Whether they carry out their promises
is irrelevant as people cannot recall them till the next election. Power
lies at the top and those at the base are expected to obey. Similarly,
in the capitalist workplace, power is held by an unelected minority of
bosses and managers at the top and the workers are expected to obey.
In an anarchist society this
relationship is reversed. No one individual or group (elected or unelected)
holds power in an anarchist community. Instead decisions are made using direct
democratic principles and, when required, the community can elect or appoint
delegates to carry out these decisions. There is a clear distinction between
policy making (which lies with everyone who is affected) and the co-ordination
and administration of any adopted policy (which is the job for delegates).
These egalitarian communities, founded by free agreement, also freely
associate together in confederations. Such a free confederation would be
run from the bottom up, with decisions following from the elemental
assemblies upwards. The confederations would be run in the same manner as
the collectives. There would be regular local regional, "national" and
international conferences in which all important issues and problems
affecting the collectives involved would be discussed. In addition,
the fundamental, guiding principles and ideas of society would
be debated and policy decisions made, put into practice, reviewed,
and co-ordinated. The delegates would simply "take their given mandates
to the relative meetings and try to harmonise their various needs
and desires. The deliberations would always be subject to the control
and approval of those who delegated them" and so "there would be
no danger than the interest of the people [would] be forgotten."
[Malatesta, Op. Cit., p. 36]
Action committees would be formed, if required, to co-ordinate and
administer the decisions of the assemblies and their congresses, under
strict control from below as discussed above. Delegates to such bodies
would have a limited tenure and, like the delegates to the congresses,
have a fixed mandate -- they are not able to make decisions on behalf
of the people they are delegates for. In addition, like the delegates
to conferences and congresses, they would be subject to instant recall
by the assemblies and congresses from which they emerged in the first
place. In this way any committees required to
co-ordinate join activities would be, to quote Malatesta's words, "always
under the direct control of the population" and so express the
"decisions taken at popular assemblies." [Errico Malatesta: His Life and Ideas, p. 175 and p. 129]
Most importantly, the basic community assemblies can overturn any decisions
reached by the conferences and withdraw from any confederation. Any
compromises that are made by a delegate during negotiations have to go
back to a general assembly for ratification. Without that ratification
any compromises that are made by a delegate are not binding on the
community that has delegated a particular task to a particular
individual or committee. In addition,
they can call confederal conferences to discuss new developments and to
inform action committees about changing wishes and to instruct them on
what to do about any developments and ideas.
In other words, any delegates required within an anarchist organisation
or society are not representatives (as they are in a democratic
government). Kropotkin makes the difference clear:
"The question of true delegation versus representation can be better
understood if one imagines a hundred or two hundred men [and women],
who meet each day in their work and share common concerns . . . who
have discussed every aspect of the question that concerns them and
have reached a decision. They then choose someone and send him [or
her] to reach an agreement with other delegates of the same kind. . .
The delegate is not authorised to do more than explain to other
delegates the considerations that have led his [or her] colleagues
to their conclusion. Not being able to impose anything, he [or she]
will seek an understanding and will return with a simple proposition
which his mandatories can accept or refuse. This is what happens
when true delegation comes into being." [Words of a
Rebel, p. 132]
Unlike in a representative system, power is not delegated into the
hands of the few. Rather, any delegate is simply a mouthpiece for
the association that elected (or otherwise selected) them in the
first place. All delegates and action committees would be mandated
and subject to instant recall to ensure they express the wishes of
the assemblies they came from rather than their own. In this way
government is replaced by anarchy, a network of free associations
and communities co-operating as equals based on a system of mandated
delegates, instant recall, free agreement and free federation from
the bottom up.
Only this system would ensure the "free organisation of the people,
an organisation from below upwards." This "free federation from
below upward" would start with the basic "association" and their
federation "first into a commune, then a federation of communes
into regions, of regions into nations, and of nations into an
international fraternal association." [Michael Bakunin, The
Political Philosophy of Bakunin, p. 298] This network of anarchist communities would work on three levels. There
would be "independent Communes for the territorial organisation, and of
federations of Trade Unions [i.e. workplace associations] for the
organisation of men [and women] in accordance with their different
functions. . . [and] free combines and societies . . . for the
satisfaction of all possible and imaginable needs, economic, sanitary,
and educational; for mutual protection, for the propaganda of ideas,
for arts, for amusement, and so on." [Peter Kropotkin, Evolution and
Environment, p. 79] All would be based on self-management, free
association, free federation and self-organisation from the bottom up.
By organising in this manner, hierarchy is abolished in all aspects of
life, because the people
at the base of the organisation are in control, not their delegates.
Only this form of organisation can replace government (the initiative and
empowerment of the few) with anarchy (the initiative and empowerment of
all). This form of organisation would exist in all activities which
required group work and the co-ordination of many people. It would be, as
Bakunin said, the means "to integrate individuals into structures which
they could understand and control." [quoted by Cornelius Castoriadis,
Political and Social Writings, vol. 2, p. 97] For individual initiatives, the
individual involved would manage them.
As can be seen, anarchists wish to create a society based upon structures
that ensure that no individual or group is able to wield power over others.
Free agreement, confederation and the power of recall, fixed mandates and
limited tenure are mechanisms by which power is removed from the hands of
governments and placed in the hands of those directly affected by the
decisions.
For a fuller discussion on what an anarchist society would
look like see section I. Anarchy,
however, is not some distant goal but rather
an aspect of current struggles against oppression and exploitation.
Means and ends are linked, with direct action generating mass
participatory organisations and preparing people to directly manage
their own personal and collective interests. This is because anarchists,
as we discuss in section I.2.3, see the framework of a free society
being based on the organisations created by the oppressed in their
struggle against capitalism in the here and now. In this sense,
collective struggle creates the organisations as well as the individual
attitudes anarchism needs to work. The struggle against oppression is
the school of anarchy. It teaches us not only how to be anarchists but
also gives us a glimpse of what an anarchist society would be like,
what its initial organisational framework could be and the experience
of managing our own activities which is required for such a society to
work. As such, anarchists try to create the kind of world we want
in our current struggles and do not think our ideas are only applicable
"after the revolution." Indeed, by applying our principles today we
bring anarchy that much nearer.
The creation of a new society based upon libertarian organisations will
have an incalculable effect on everyday life. The empowerment of millions
of people will transform society in ways we can only guess at now.
However, many consider these forms of organisation as impractical and
doomed to failure. To those who say that such confederal, non-authoritarian organisations
would produce confusion and disunity, anarchists maintain that the
statist, centralised and hierarchical form of organisation produces
indifference instead of involvement, heartlessness instead of solidarity,
uniformity instead of unity, and privileged elites instead of equality.
More importantly, such organisations destroy individual initiative and
crush independent action and critical thinking. (For more on hierarchy,
see section B.1 -- "Why are anarchists against authority and hierarchy?").
That libertarian organisation can work and is based upon (and promotes)
liberty was demonstrated in the Spanish Anarchist movement. Fenner
Brockway, Secretary of the British Independent Labour Party, when visiting
Barcelona during the 1936 revolution, noted that "the great solidarity that existed among the Anarchists was due to each individual relying on his [sic]
own strength and not depending upon leadership. . . . The organisations
must, to be successful, be combined with free-thinking people; not a
mass, but free individuals" [quoted by Rudolf Rocker, Anarcho-syndicalism, p. 67f]
As sufficiently indicated already, hierarchical, centralised structures
restrict freedom. As Proudhon noted: "the centralist system is all
very well as regards size, simplicity and construction: it lacks but one
thing -- the individual no longer belongs to himself in such a system, he
cannot feel his worth, his life, and no account is taken of him at all."
[quoted by Martin Buber, Paths in Utopia, p. 33]
The effects of hierarchy can be seen all around us. It does not work.
Hierarchy and authority exist everywhere, in the workplace, at home, in
the street. As Bob Black puts it, "[i]f you spend most of your waking life taking orders or kissing ass, if you get habituated to hierarchy, you will
become passive-aggressive, sado-masochistic, servile and stupefied, and
you will carry that load into every aspect of the balance of your life." ["The Libertarian as Conservative," The Abolition of Work and other
essays, pp. 147-8]
This means that the end of hierarchy will mean a massive transformation
in everyday life. It will involve the creation of individual-centred
organisations within which all can exercise, and so develop, their
abilities to the fullest. By involving themselves and participating
in the decisions that affect them, their workplace, their community and
society, they can ensure the full development of their individual
capacities.
With the free participation of all in social life, we would quickly
see the end of inequality and injustice. Rather than people existing
to make ends meet and being used to increase the wealth and power of
the few as under capitalism, the end of hierarchy would see (to
quote Kropotkin) "the well-being of all" and it is "high time for
the worker to assert his [or her] right to the common inheritance,
and to enter into possession of it." [The Conquest of Bread, p. 35
and p. 44] For only taking possession of the means of life (workplaces,
housing, the land, etc.) can ensure "liberty and justice, for liberty
and justice are not decreed but are the result of economic
independence. They spring from the fact that the individual is
able to live without depending on a master, and to enjoy . . .
the product of his [or her] toil." [Ricardo Flores Magon, Land
and Liberty, p. 62] Therefore liberty requires the abolition of
capitalist private property rights in favour of "use rights."
(see section B.3 for more details). Ironically, the "abolition of
property will free the people from homelessness and nonpossession."
[Max Baginski, "Without Government," Anarchy! An Anthology of
Emma Goldman's Mother Earth, p. 11] Thus anarchism promises "both requisites
of happiness -- liberty and wealth." In anarchy, "mankind
will live in freedom and in comfort." [Benjamin Tucker, Why
I am an Anarchist, p. 135 and p. 136]
Only self-determination and free agreement on every level of
society can develop the responsibility, initiative, intellect and
solidarity of individuals and society as a whole. Only anarchist
organisation allows the vast talent which exists within humanity to be
accessed and used, enriching society by the very process of enriching and
developing the individual. Only by involving everyone in the process of
thinking, planning, co-ordinating and implementing the decisions that
affect them can freedom blossom and individuality be fully developed and
protected. Anarchy will release the creativity and talent of the mass of
people enslaved by hierarchy.
Anarchy will even be of benefit for those who are said to benefit from
capitalism and its authority relations. Anarchists "maintain that both rulers and ruled are spoiled by authority; both exploiters and exploited are spoiled by exploitation." [Peter Kropotkin, Act for Yourselves,
p. 83] This is because "[i]n any hierarchical relationship the dominator as well as the submissive pays his dues. The price paid for the 'glory of
command' is indeed heavy. Every tyrant resents his duties. He is relegated
to drag the dead weight of the dormant creative potential of the
submissive all along the road of his hierarchical excursion."
[For Ourselves, The Right to Be Greedy, Thesis 95]
For most anarchists, direct democratic voting on policy decisions
within free associations is the political counterpart of free
agreement (this is also known as "self-management"). The reason
is that "many forms of domination can be carried out in a 'free.'
non-coercive, contractual manner. . . and it is naive. . . to think
that mere opposition to political control will in itself lead to an
end of oppression." [John P. Clark, Max Stirner's Egoism, p. 93]
Thus the relationships we create within an organisation is as
important in determining its libertarian nature as its voluntary
nature (see section A.2.14
for more discussion).
It is obvious that individuals must work together in order to lead a fully
human life. And so, "[h]aving to join with others humans" the individual has three options: "he [or she] must submit to the will of
others (be enslaved) or subject others to his will (be in authority) or
live with others in fraternal agreement in the interests of the greatest
good of all (be an associate). Nobody can escape from this necessity."
[Errico Malatesta, Life and Ideas, p. 85]
Anarchists obviously pick the last option, association, as the only means
by which individuals can work together as free and equal human beings,
respecting the uniqueness and liberty of one another. Only within direct
democracy can individuals express themselves, practice critical thought and
self-government, so developing their intellectual and ethical capacities
to the full. In terms of increasing an individual's freedom and their
intellectual, ethical and social faculties, it is far better to be sometimes
in a minority than be subject to the will of a boss all the time. So what
is the theory behind anarchist direct democracy?
As Bertrand Russell noted, the anarchist "does not wish to abolish
government in the sense of collective decisions: what he does wish
to abolish is the system by which a decision is enforced upon those
who oppose it." [Roads to Freedom, p. 85] Anarchists see
self-management as the means to achieve this. Once an individual
joins a community or workplace, he or she becomes
a "citizen" (for want of a better word) of that association. The association
is organised around an assembly of all its members (in the case of large
workplaces and towns, this may be a functional sub-group such as a specific
office or neighbourhood). In this assembly, in concert with others, the contents
of his or her political obligations are defined. In acting within the
association, people must exercise critical judgement and choice, i.e. manage
their own activity. Rather than promising to obey (as in hierarchical
organisations like the state or capitalist firm), individuals
participate in making their own collective decisions, their own
commitments to their fellows. This means that political obligation is not owed to a
separate entity above the group or society, such as the state or company, but
to one's fellow "citizens."
Although the assembled people collectively legislate the rules governing
their association, and are bound by them as individuals, they are also
superior to them in the sense that these rules can always be modified or
repealed. Collectively, the associated "citizens" constitute a political
"authority", but as this "authority" is based on horizontal relationships
between themselves rather than vertical ones between themselves and an
elite, the "authority" is non-hierarchical ("rational" or "natural," see
section B.1 - "Why are anarchists against authority and hierarchy?" - for more on this). Thus Proudhon:
"In place of laws, we will put contracts [i.e. free agreement]. - No
more laws voted by a majority, nor even unanimously; each citizen,
each town, each industrial union, makes its own laws." [The General
Idea of the Revolution, pp. 245-6]
Such a system does not mean, of course, that everyone participates
in every decision needed, no matter how trivial. While any decision
can be put to the assembly (if the assembly so decides, perhaps
prompted by some of its members), in practice certain activities
(and so purely functional decisions) will be handled by the
association's elected administration. This is because, to quote
a Spanish anarchist activist, "a collectivity as such cannot write
a letter or add up a list of figures or do hundreds of chores which
only an individual can perform." Thus the need "to organise the
administration." Supposing an association is "organised without
any directive council or any hierarchical offices" which "meets
in general assembly once a week or more often, when it settles
all matters needful for its progress" it still "nominates a
commission with strictly administrative functions." However,
the assembly "prescribes a definite line of conduct for this
commission or gives it an imperative mandate" and so "would
be perfectly anarchist." As it "follows that delegating
these tasks to qualified individuals, who are instructed in advance how
to proceed, . . . does not mean an abdication of that collectivity's
own liberty." [Jose Llunas Pujols, quoted by Max Nettlau, A
Short History of Anarchism, p. 187] This, it should be noted,
follows Proudhon's ideas that within the workers' associations
"all positions are elective, and the by-laws subject to the
approval of the members." [Proudhon, Op. Cit., p. 222]
Instead of capitalist or statist hierarchy, self-management (i.e.
direct democracy) would be the guiding principle of the freely
joined associations that make up a free society. This would apply
to the federations of associations an anarchist society would
need to function. "All the commissions or delegations nominated
in an anarchist society," correctly argued Jose Llunas Pujols,
"must be subject to replacement and recall at any time by the
permanent suffrage of the section or sections that elected them."
Combined with the "imperative mandate" and "purely administrative
functions," this "make[s] it thereby impossible for anyone to
arrogate to himself [or herself] a scintilla of authority."
[quoted by Max Nettlau, Op. Cit., pp. 188-9] Again, Pujols follows
Proudhon who demanded twenty years previously the "implementation
of the binding mandate" to ensure the people do not "adjure
their sovereignty." [No Gods, No Masters, vol. 1, p. 63]
By means of a federalism based on mandates and elections, anarchists
ensure that decisions flow from the bottom-up. By making our own
decisions, by looking after our joint interests ourselves, we exclude
others ruling over us. Self-management, for anarchists, is essential
to ensure freedom within the organisations so needed for any decent
human existence.
Of course it could be argued that if you are in a minority, you are
governed by others ("Democratic rule is still rule" [L. Susan Brown,
The Politics of Individualism, p. 53]). Now, the concept of
direct democracy as we have
described it is not necessarily tied to the concept of majority rule.
If someone finds themselves in a minority on a particular vote, he or she
is confronted with the choice of either consenting or refusing to
recognise it as binding. To deny the minority the opportunity to exercise
its judgement and choice is to infringe its autonomy and to impose
obligation upon it which it has not freely accepted. The coercive
imposition of the majority will is contrary to the ideal of self-assumed
obligation, and so is contrary to direct democracy and free association.
Therefore, far from being a denial of freedom, direct democracy within the
context of free association and self-assumed obligation is the only means
by which liberty can be nurtured ("Individual autonomy limited by the
obligation to hold given promises." [Malatesta, quoted by quoted by Max
Nettlau, Errico Malatesta: The Biography of an Anarchist]).
Needless to say, a minority, if it remains
in the association, can argue its case and try to convince the majority of
the error of its ways.
And we must point out here that anarchist support for direct democracy does
not suggest we think that the majority is always right. Far from it! The case
for democratic participation is not that the majority is always right, but
that no minority can be trusted not to prefer its own advantage to the
good of the whole. History proves what common-sense predicts, namely that
anyone with dictatorial powers (by they a head of state, a boss, a husband,
whatever) will use their power to enrich and empower themselves at the
expense of those subject to their decisions.
Anarchists recognise that majorities can and do make mistakes and that is
why our theories on association place great importance on minority rights.
This can be seen from our theory of self-assumed obligation, which bases
itself on the right of minorities to protest against majority decisions
and makes dissent a key factor in decision making. Thus Carole Pateman:
"If the majority have acted in bad faith. . . [then the] minority will
have to take political action, including politically disobedient action
if appropriate, to defend their citizenship and independence, and the
political association itself. . . Political disobedience is merely one
possible expression of the active citizenship on which a self-managing
democracy is based . . . The social practice of promising involves the
right to refuse or change commitments; similarly, the practice of
self-assumed political obligation is meaningless without the practical
recognition of the right of minorities to refuse or withdraw consent,
or where necessary, to disobey." [The Problem of Political
Obligation, p. 162]
Moving beyond relationships within associations, we must highlight how
different associations work together. As would be imagined, the links between
associations follow the same outlines as for the associations themselves.
Instead of individuals joining an association, we have associations
joining confederations. The links between associations in the confederation
are of the same horizontal and voluntary nature as within associations, with
the same rights of "voice and exit" for members and the same rights for
minorities. In this way society becomes an association of associations,
a community of communities, a commune of communes, based upon maximising
individual freedom by maximising participation and self-management.
The workings of such a confederation are outlined in section A.2.9
( What sort of society do anarchists want?)
and discussed in greater detail in section I (What
would an anarchist society look like?).
This system of direct democracy fits nicely into anarchist theory. Malatesta
speaks for all anarchists when he argued that "anarchists deny the right of
the majority to govern human society in general." As can
be seen, the majority has no right to enforce itself on a minority -- the
minority can leave the association at any time and so, to use Malatesta's
words, do not have to "submit to the decisions of the majority before they
have even heard what these might be." [The Anarchist Revolution,
p. 100 and p. 101] Hence, direct
democracy within voluntary association does not create "majority rule"
nor assume that the minority must submit to the majority no matter what.
In effect, anarchist supporters of direct democracy argue that it
fits Malatesta's argument that:
"Certainly anarchists recognise that where life is lived in common it
is often necessary for the minority to come to accept the opinion of
the majority. When there is an obvious need or usefulness in doing
something and, to do it requires the agreement of all, the few should
feel the need to adapt to the wishes of the many . . . But such adaptation
on the one hand by one group must be on the other be reciprocal,
voluntary and must stem from an awareness of need and of goodwill to
prevent the running of social affairs from being paralysed by obstinacy.
It cannot be imposed as a principle and statutory norm. . ." [Op.
Cit.,
p. 100]
As the minority has the right to secede from the association as well as
having extensive rights of action, protest and appeal, majority rule
is not imposed as a principle. Rather, it is purely a decision making
tool which allows minority dissent and opinion to be expressed (and
acted upon) while ensuring that no minority forces its will on the
majority. In other words, majority decisions are not binding on the
minority. After all, as Malatesta argued:
"one cannot expect, or even wish, that someone who is firmly convinced
that the course taken by the majority leads to disaster, should sacrifice
his [or her] own convictions and passively look on, or even worse, should
support a policy he [or she] considers wrong." [Errico Malatesta: His
Life and Ideas, p. 132]
Even the Individual Anarchist Lysander Spooner acknowledged that direct
democracy has its uses when he noted that "[a]ll, or nearly all, voluntary
associations give a majority, or some other portion of the members less
than the whole, the right to use some limited discretion as to the
means to be used to accomplish the ends in view." However, only the
unanimous decision of a jury (which would "judge the law, and the justice
of the law") could determine individual rights as this "tribunal fairly
represent[s] the whole people" as "no law can rightfully be enforced
by the association in its corporate capacity, against the goods, rights,
or person of any individual, except it be such as all members of the
association agree that it may enforce" (his support of juries results
from Spooner acknowledging that it "would be impossible in practice" for
all members of an association to agree) [Trial by Jury, p. 130-1f,
p. 134, p. 214, p. 152 and p. 132]
Thus direct democracy and individual/minority rights need not clash.
In practice, we can imagine direct democracy would be used to make most
decisions within most associations (perhaps with super-majorities required
for fundamental decisions) plus some combination of a jury system and
minority protest/direct action and evaluate/protect minority claims/rights
in an anarchist society. The actual forms of freedom can only be created
through practical experience by the people directly involved.
Lastly, we must stress that anarchist support for direct democracy does
not mean that this solution is to be favoured in all circumstances. For
example, many small associations may favour consensus decision making
(see the next section on consensus and
why most anarchists do not think
that it is a viable alternative to direct democracy). However, most
anarchists think that direct democracy within free association is the
best (and most realistic) form of organisation which is consistent with
anarchist principles of individual freedom, dignity and equality.
The few anarchists who reject direct democracy within free associations
generally support consensus in decision making. Consensus is based
upon everyone on a group agreeing to a decision before it can be put
into action. Thus, it is argued, consensus stops the majority ruling
the minority and is more consistent with anarchist principles.
Consensus, although the "best" option in decision making, as all agree,
has its problems. As Murray Bookchin points out in describing his
experience of consensus, it can have authoritarian implications:
"In order. . . to create full consensus on a decision, minority
dissenters were often subtly urged or psychologically coerced to decline
to vote on a troubling issue, inasmuch as their dissent would essentially
amount to a one-person veto. This practice, called 'standing aside' in
American consensus processes, all too often involved intimidation of the
dissenters, to the point that they completely withdrew from the
decision-making process, rather than make an honourable and continuing
expression of their dissent by voting, even as a minority, in accordance
with their views. Having withdrawn, they ceased to be political beings--so
that a 'decision' could be made. . . . 'consensus' was ultimately achieved only after dissenting members nullified themselves as
participants in the process.
"On a more theoretical level, consensus silenced that most vital aspect of
all dialogue, dissensus. The ongoing dissent, the passionate dialogue that
still persists even after a minority accedes temporarily to a majority
decision,. . . [can be] replaced. . . .by dull monologues -- and the
uncontroverted and deadening tone of consensus. In majority decision-making,
the defeated minority can resolve to overturn a decision on which they have
been defeated -- they are free to openly and persistently articulate reasoned
and potentially persuasive disagreements. Consensus, for its part, honours
no minorities, but mutes them in favour of the metaphysical 'one'
of the 'consensus' group." ["Communalism: The Democratic Dimension of Anarchism", Democracy and Nature, no. 8, p. 8]
Bookchin does not "deny that consensus may be an appropriate form of
decision-making in small groups of people who are thoroughly familiar with
one another." But he notes that, in practical terms, his own experience
has shown him that "when larger groups try to make decisions by
consensus, it usually obliges them to arrive at the lowest common
intellectual denominator in their decision-making: the least
controversial or even the most mediocre decision that a sizeable assembly
of people can attain is adopted-- precisely because everyone must agree
with it or else withdraw from voting on that issue" [Op. Cit., p.7]
Therefore, due to its potentially authoritarian nature, most anarchists
disagree that consensus is the political aspect of free association.
While it is advantageous to try to reach consensus, it is usually
impractical to do so -- especially in large groups -- regardless of its
other, negative effects. Often it demeans a free society or association
by tending to subvert individuality in the name of community and dissent
in the name of solidarity. Neither true community nor solidarity are
fostered when the individual's development and self-expression are aborted
by public disapproval and pressure. Since individuals are all unique,
they will have unique viewpoints which they should be encouraged to
express, as society evolves and is enriched by the actions and ideas of
individuals.
In other words, anarchist supporters of direct democracy stress the
"creative role of dissent" which, they fear, "tends
to fade away in the grey uniformity required by consensus."
[Op. Cit., p. 8]
We must stress that anarchists are not in favour of a mechanical
decision making process in which the majority just vote the minority away
and ignore them. Far from it! Anarchists who support direct democracy see
it as a dynamic debating process in which majority and minority listen
to and respect each other as far possible and create a decision which
all can live with (if possible). They see the process of participation
within directly democratic associations as the means of creating common
interests, as a process which will encourage diversity, individual and
minority expression and reduce any tendency for majorities to marginalise
or oppress minorities by ensuring discussion and debate occurs on important
issues.
The short answer is: neither. This can be seen from the fact that
liberal scholars denounce anarchists like Bakunin for being
"collectivists" while Marxists attack Bakunin and anarchists in general
for being "individualists."
This is hardly surprising, as anarchists
reject both ideologies as nonsense. Whether they like it or not,
non-anarchist individualists and collectivists are two sides of the same
capitalist coin. This can best shown be by considering modern capitalism,
in which "individualist" and "collectivist" tendencies continually
interact, often with the political and economic structure swinging from
one pole to the other. Capitalist collectivism and individualism are both
one-sided aspects of human existence, and like all manifestations of
imbalance, deeply flawed.
For anarchists, the idea that individuals should sacrifice themselves for
the "group" or "greater good" is nonsensical. Groups are made up of
individuals, and if people think only of what's best for the group, the
group will be a lifeless shell. It is only the dynamics of human
interaction within groups which give them life. "Groups" cannot think,
only individuals can. This fact, ironically, leads authoritarian
"collectivists" to a most particular kind of "individualism," namely the
"cult of the personality" and leader worship. This is to be expected,
since such collectivism lumps individuals into abstract groups, denies
their individuality, and ends up with the need for someone with enough
individuality to make decisions -- a problem that is "solved" by the
leader principle. Stalinism and Nazism are excellent examples of this
phenomenon.
Therefore, anarchists recognise that individuals are the basic unit of
society and that only individuals have interests and feelings. This
means they oppose "collectivism" and the glorification of the group.
In anarchist theory the group exists only to aid and develop the
individuals involved in them. This is why we place so much stress
on groups structured in a libertarian manner -- only a libertarian
organisation allows the individuals within a group to fully express
themselves, manage their own interests directly and to create social
relationships which encourage individuality and individual freedom.
So while society and the groups they join shapes the individual, the
individual is the true basis of society. Hence Malatesta:
"Much has been said about the respective roles of individual initiative
and social action in the life and progress of human societies . . .
[E]verything is maintained and kept going in the human world thanks to
individual initiative . . . The real being is man, the individual. Society
or the collectivity - and the State or government which claims
to represent it - if it is not a hollow abstraction, must be made up of
individuals. And it is in the organism of every individual that all
thoughts and human actions inevitably have their origin, and from being
individual they become collective thoughts and acts when they are or
become accepted by many individuals. Social action, therefore, is neither
the negation nor the complement of individual initiatives, but is the
resultant of initiatives, thoughts and actions of all individuals who
make up society . . . [T]he question is not really changing the
relationship between society and the individual . . . [I]t is a question
of preventing some individuals from oppressing others; of giving
all individuals the same rights and the same means of action; and of
replacing the initiative to the few [which Malatesta defines as a
key aspect of government/hierarchy], which inevitably results in the
oppression of everyone else . . . " [Anarchy, pp. 38-38]
These considerations do not mean that "individualism" finds favour with
anarchists. As Emma Goldman pointed out, "'rugged individualism'. . .
is only a masked attempt to repress and defeat the individual and his
individuality. So-called Individualism is the social and economic
laissez-faire: the exploitation of the masses by the [ruling]
classes by means of legal trickery, spiritual debasement and
systematic indoctrination of the servile spirit . . . That corrupt
and perverse 'individualism' is the straitjacket of individuality
. . [It] has inevitably resulted in the greatest modern slavery,
the crassest class dis |